Just what is our imagination? We can’t get very far in any thinking about the arts, including the art of writing, before we find ourselves using the word to refer to some kind of thing we sense is going on in our heads to produce a work others can see or hear or read. But notice where I just placed this thing we call the imagination: in our heads. That is a very modern and precarious idea, because most of the world would have most of the time in the past referred to the imagination as a power not in the head, but in the heart. Much depends on our definition of what is human. Traditionally, the head thinks and the heart feels.
Our modern dictionaries say that our imagination is “the act or power of forming a mental image of something not present to the senses or never before wholly perceived in reality” (Merriam-Webster); or the act “of creating new images or ideas by combining previous experiences” (Webster’s New World); or simply “the creative faculty of the mind” (Concise Oxford). Once again the mind. But to imagine, according to the ancients, is to give rise to, to allow to be, not to make to be: to create, not to contrive. It requires a passive and receptive disposition from the working artist, and it seems to turn away when too many questions are asked. And that is an immensely consequential idea to be clear about, because it means our artistic work is a becoming aware of goings-on elsewhere, which we learn to watch and watch over in order to understand and then represent with reason in some significant form.
It is probably correct to say that we popularly associate the word imagination first with the poets, but of course this power lies in some degree behind all creative work. Still, many poets, the imposing John Keats among them, struggled to understand the sometimes unmanageable force which compelled them to attend to a new arising of images demanding form. The American scholar and critic Clarence Thorpe, in his The Mind of John Keats (1926), says this about the English poet’s ideas across the span of an intense but brief life:
In both his letters and his poems Keats has, first to last, many things to say about the imagination. Always he understood it to be the supreme active principle in poetic composition. But how decisively with the rapid maturity of his intellect and critical judgment during the brief, fitful working period of his life did his ideas change and develop…. Imagination, with its springs in the heart rather than the head, though the head too has its place, becomes with Keats the highest and most authentic guide to truth.
That third sentence of Thorpe’s is itself a lesson in the art of writing (an inverted structure in which all of the predicate elements, normally following the verbs, precede them for emphatic isolation), but more to the point here is his reference to the heart, which Keats, along with received tradition, identified as the source and place of the imagination. Thorpe continues:
Not only is the imagination to be trusted more implicitly than reason in matters where both are operative, but there are even things clear to the imagination of which the reason knows nothing.
Again the ancient position. Striking and maintaining this balance between imagination and reason, heart and head, is the very work of artistic composition. Too much imagination will produce only fantasies about what we cannot see, but too much reason will tie us tight to only what we can. The third-century Greek philosopher Plotinus (quoted in E. F. Carritt’s Philosophies of Beauty, 1931) warns of this:
Deliberate reasoning occurs in our mortal life when the soul is uncertain and troubled and not at its best. For the need of reasoning is a defect or inadequacy of apprehension. So in the arts; when artists falter, reasoning takes the reins; but when there is no hitch their imagination governs them and achieves the work.
Plotinus’s “inadequacy of apprehension” is the English philosopher Owen Barfield’s “mere perception,” when he remarks in his The Rediscovery of Meaning (1977) that “mere perception—perception without imagination—is the sword thrust between spirit and matter.” He goes on to say that this split, or gap, is particularly Western in its vehemence, but that it is imagination which can traverse it:
Now imagination does not disregard the gap; it depends on it. It lives in it as our very self-consciousness does, in this case not as a small helpless creature caught in a trap between the two, but rather as a rainbow spanning the two precipices and linking them harmoniously together. The concern of imagination is neither with mere matter nor with pure spirit.
But are we now any the closer to understanding just what the imagination is? Perhaps not strictly so, but with Barfield’s image of a rainbow spanning the two precipices of matter and spirit, the visible and invisible, we are in the effective presence of imagination itself. And if we take Plotinus’s instruction that we not think but contemplate that image, we might get far into just what imagination is. Perhaps even so far as to feel it at hand.
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